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SEC RULES FROM THE S.E.C.
From: Jasonpet | Date: 11/25/2007 | Rated: 0 (0) | Views: 454 | Downloads: 13
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Section 2 -- Definitions; Promotion of Efficiency, Competition, and Capital Formation Definitions. When used in this subchapter, unless the ...  more>>

Tags: Law, Outline, Exam, JD, Torts, Wills, Trusts, Con Law, Property, Community Property, Property, Tax, Securities, SEC, Corporations
Categories: Education > Law School > Study Aids >
Views: 454
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Language: English
SEC NEW RULES NOT EDITED
From: Jasonpet | Date: 11/25/2007 | Rated: 0 (0) | Views: 419 | Downloads: 6
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Rule 163 - pre-filing offers by WKSIs Available only for WKSIs - all written and oral offers made by or on behalf of a WKSI before the filing of a r ...  more>>

Tags: Law, Outline, Exam, JD, Torts, Wills, Trusts, Con Law, Property, Community Property, Property, Tax, Securities, SEC, Corporations
Categories: Education > Law School > Study Aids >
Views: 419
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Language: English
SEC NEW RULES EDITED
From: Jasonpet | Date: 11/25/2007 | Rated: 0 (0) | Views: 522 | Downloads: 13
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PRE FILING PERIOD Pre-Filing offers by WKSIs - Rule 163 - Available only for WKSIs - all written and oral offers made by or on behalf of a WKSI be ...  more>>

Tags: Law, Outline, Exam, JD, Torts, Wills, Trusts, Con Law, Property, Community Property, Property, Tax, Securities, SEC, Corporations
Categories: Education > Law School > Study Aids >
Views: 522
Downloads: 13
Language: English
SEC Performance Budget for
From: SECDocs | Date: 5/30/2008 | Rated: 0 (0) | Views: 135 | Downloads: 1
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SEC Performance Budget for 2007 In accordance with Section 220 of Office of Management and Budget Circular A11, the SEC has crafted the following Perf ...  more>>

Tags: securities and exchange commission, SEC documents, SEC filings, SEC reporting, sec gov, sec rules, us securities and exchange commission, security and exchange commission
Categories: Legal > Government > SEC >
Views: 135
Downloads: 1
Language: English
SEC FOR CLASS
From: Jasonpet | Date: 11/25/2007 | Rated: 0 (0) | Views: 316 | Downloads: 8
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Securities Class How do corporations raise capital How will I assist my client in raising capital A Security Debt or Equity interest in a compan ...  more>>

Tags: Law, Outline, Exam, JD, Torts, Wills, Trusts, Con Law, Property, Community Property, Property, Tax, Securities, SEC, Corporations
Categories: Education > Law School > Study Aids >
Views: 316
Downloads: 8
Language: English
JULY Client Alert SEC Adopts Final Rules Requiring Management Report
From: armedman1 | Date: 12/9/2008 | Rated: 0 (0) | Views: 0 | Downloads: 0
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JULY 2003 Client Alert SEC Adopts Final Rules Requiring Management Report on Internal Control Over Financial Reporting A. Introduction ...  more>>

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Categories: Business >
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Language: English
CFTC and SEC Joint Proposed Rules
From: CFTC | Date: 6/30/2008 | Rated: 0 (0) | Views: 53 | Downloads: 0
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COMMODITY FUTURES TRADING COMMISSION 17 CFR Part 41 RIN 3038 AB86 SECURITIES AND EXCHANGE COMMISSION 17 CFR Part 240 [Release No. 34RIN 3235-AJ54 ...  more>>

Tags: commodity futures trading commission, commodity futures trading commissions, commodities, futures
Categories: Legal > Government > Commodity Futures Trading Commission >
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Language: English
Facebook Letter to SEC
From: erickschonfeld | Date: 11/21/2008 | Rated: 0 (0) | Views: 8048 | Downloads: 9
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Facebook Letter to the SEC asking for an exemption to teh 500-shareholder rule. more>>

Tags: SEC, Facebook, section 12(g)
Categories: Legal > Business Formations >
Views: 8048
Downloads: 9
Language: English
Emergency Order Short Sell Rules from SEC September 18 2008
From: bamafun | Date: 9/19/2008 | Rated: 0 (0) | Views: 109 | Downloads: 2
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Emergency Order Pursuant to Section 12(k)(2) of the Securities Exchange Act of 1934 Taking Temporary Action to Respond to Market Developments ...  more>>

Tags: SEC Short Sell Rules, Short Sell, Short Sell Rules, Emergency Order
Categories: Current Events > Economy > The Global Economy >
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Downloads: 2
Language: English
SEC Complaint SEC v McNell
From: ProfessionalDocument | Date: 12/2/2008 | Rated: 0 (0) | Views: 153 | Downloads: 0
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JUDGE JONES UNITED STATES DISTRICT COURT FOR THE SOUTHERN DISTRICT OF NEW YORK SECURITIES AND EXCHANGE COMMISSION, v. DENNIS K. McNELL, ...  more>>

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RR Donnelley EZ Start XBRL Summary of the SEC Proposed Rules
From: paulj | Date: 10/30/2008 | Rated: 0 (0) | Views: 11 | Downloads: 0
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RR Donnelley EZ Start XBRL Summary of the SEC Proposed Rules & Solutions to Help You Comply with the SEC Interactive Data (XBRL) Mandate Agenda  ...  more>>

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Categories: Education >
Views: 11
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Language: English
Federal Register Vol No Tuesday July Notices Sec Sec Sec
From: eddie12 | Date: 12/13/2008 | Rated: 0 (0) | Views: 0 | Downloads: 0
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Tags: Federal Register Vol No Tuesday July Not...
Categories: Legal > Contracts >
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Language: English
MUFJ SEC Form 20-F
From: DocHack | Date: 9/22/2008 | Rated: 0 (0) | Views: 112 | Downloads: 1
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This is the required SEC form 20-F for the Japanese firm Mistubishi UFJ. more>>

Tags: mufg morgan stanley, lahde capital, mufj, bank of tokyo mitsubishi, mitsubishi ufj, mufj summary, mufj highlights, mufj sec form 20-f, mufj stock
Categories: Current Events > Economy > The Global Economy >
Views: 112
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Language: English
May This is in reference to SEC File
From: SECDocs | Date: 6/2/2008 | Rated: 0 (0) | Views: 61 | Downloads: 0
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May 13, 2005 This is in reference to : SEC File No. 4-500 We, the American investing public, need your help. Please make the necessary changes to ...  more>>

Tags: securities and exchange commission, SEC documents, SEC filings, SEC reporting, sec gov, sec rules, us securities and exchange commission, security and exchange commission
Categories: Legal > Government > SEC >
Views: 61
Downloads: 0
Language: English
Select SEC and Market Data
From: SECDocs | Date: 5/30/2008 | Rated: 0 (0) | Views: 178 | Downloads: 1
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Tags: securities and exchange commission, SEC documents, SEC filings, SEC reporting, sec gov, sec rules, us securities and exchange commission, security and exchange commission
Categories: Legal > Government > SEC >
Views: 178
Downloads: 1
Language: English
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